Guidance On Third Parties Social Media Posts
Dec 5 2024 nbsp 0183 32 FINRA reminded in a recent settlement agreement that Regulatory Notices 10 06 and 17 18 stated that third parties social media posts would constitute communications subject
FINRA Issues New Guidance On Social Media Communications , Sep 13 2017 nbsp 0183 32 Regulatory Notice 17 18 provides guidance in the areas of recordkeeping third party posts and hyperlinks to third party sites This notice builds on prior Regulatory Notices 10
FINRA Releases Guidance On Social Media And Digital
May 4 2017 nbsp 0183 32 Testimonials and Endorsements Regulatory Notice 10 06 provided that posts by customers or other third parties on social media or other websites established by a firm or its
FINRA Regulatory Notice 11 39 Smarsh, FINRA Regulatory Notice 11 39 guidance on social networking websites and business communications is a response to January 2010 s FINRA Regulatory Notice 10 06 addressing
Regulatory Notice 17 18 FINRA
Regulatory Notice 17 18 FINRA, Background Previously FINRA issued Regulatory Notice 10 06 and Regulatory Notice 11 39 to provide guidance on the application of FINRA rules governing communications with the public
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FINRA Issues New Guidance On Communications With The
FINRA Issues New Guidance On Communications With The Aug 22 2017 nbsp 0183 32 In April 2017 FINRA issued Regulatory Notice 17 18 providing additional guidance on the use of social media and digital communications by member firms and persons
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Executive Summary Americans are increasingly using social media Web sites such as blogs and social networking sites for business and personal communications Firms have asked FINRA Regulatory Notice 10 06 FBIIC. Jan 25 2010 nbsp 0183 32 Executive Summary Americans are increasingly using social media Web sites such as blogs and social networking sites for business and personal communications Firms Executive Summary In January 2010 FINRA issued Regulatory Notice 10 06 providing guidance on the application of FINRA rules governing communications with the public to social media
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